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Walter Moore Dixon

Augusta Capital LLC

Roanoke, VA

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Current Employers
Augusta Capital Llc

Roanoke, VA • United States

Current Registrations

AuthorityCategoryStatusDate
WY RA APPROVED 2024-09-06
VA RA APPROVED 2021-02-21
  • WY RA
    APPROVED
    Since 2024-09-06
  • VA RA
    APPROVED
    Since 2021-02-21

Branch Locations

Roanoke, VA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Dixon, Hubard, Feinour & Brown, Inc. Roanoke VA 05/2000 03/2020
Augusta Capital Llc Roanoke VA 01/2021 Present
Not Employed / Retired Roanoke VA 04/2020 12/2020
  • 05/2000 → 03/2020
    Dixon, Hubard, Feinour & Brown, Inc.
    Roanoke, VA
  • 01/2021 → Present
    Augusta Capital Llc
    Roanoke, VA
  • 04/2020 → 12/2020
    Not Employed / Retired
    Roanoke, VA
Previous Registrations
  • 2000-10-26 → 2020-03-19
    Dixon, Hubard, Feinour & Brown, Inc.
    Roanoke, VA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-02-14
  • S65 Uniform Investment Adviser Law Examination
    1996-02-14
Other Names
  • Walter Dixon

View on SEC IAPD

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