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Current Employers
Fifth Third Wealth Advisors Llc

38 Fountain Square Plaza, Cincinnati, OH 45263 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2024-11-06
TX RA APPROVED 2024-11-05
  • GA RA
    APPROVED
    Since 2024-11-06
  • TX RA
    APPROVED
    Since 2024-11-05

Branch Locations

3333 Piedmont Rd, Ne, Atlanta, GA 30305 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Regions Bank Atlanta GA 12/2014 12/2018
Cetera Investmet Services Llc St.CLoud MN 08/2015 12/2018
Cetera Investment Advisers Llc Atlanta GA 08/2015 12/2018
Fifth Third Bank Atlanta GA 01/2019 04/2024
Fifth Third Securities Atlanta GA 01/2019 04/2024
Fifth Third Wealth Advisors Llc Atlanta GA 04/2024 Present
  • 12/2014 → 12/2018
    Regions Bank
    Atlanta, GA
  • 08/2015 → 12/2018
    Cetera Investmet Services Llc
    St.CLoud, MN
  • 08/2015 → 12/2018
    Atlanta, GA
  • 01/2019 → 04/2024
    Fifth Third Bank
    Atlanta, GA
  • 01/2019 → 04/2024
    Fifth Third Securities
    Atlanta, GA
  • 04/2024 → Present
    Atlanta, GA
Previous Registrations
  • 2019-02-01 → 2020-12-23
    Atlanta, GA
    Atlanta, GA
  • 2015-09-14 → 2019-01-09
    Atlanta, GA
    Atl, GA
  • 2009-10-23 → 2014-11-24
    Alpharetta, GA
    Alpharetta, GA
    Atlanta, GA
    Loganville, GA
    Atlanta, GA
    Lawrenceville, GA
    Snellville, GA
    Alpharetta, GA
    Atlanta, GA
    Miami, FL
    Alpharetta, GA
    Duluth, GA
    Atlanta, GA
    Athens, GA
    Alpharetta, GA
    Charlotte, NC
  • 2007-11-07 → 2009-10-23
    Banc Of America Investment Services, Inc.
    Atlanta, GA
    Snellville, GA
    Lawrenceville, GA
    Loganville, GA
    Alpharetta, GA
  • 2007-04-02 → 2007-08-31
    Morgan Stanley & Co. Llc
    Atlanta, GA
  • 2007-01-19 → 2007-04-02
    Morgan Stanley Dw Inc.
    Atlanta, GA
  • 2005-04-06 → 2006-12-18
    Truist Investment Services, Inc.
    Alpharetta, GA
    Marietta, GA
    Alpharetta, GA
    Marietta, GA
    Acworth, GA
    Atlanta, GA
    Alpharetta, GA
    Smyrna, GA
    Marietta, GA
    Alpharetta, GA
    Atlanta, GA
    Roswell, GA
    Marietta, GA
    Smyrna, GA
    Marietta, GA
    Marietta, GA
    Marietta, GA
    Alpharetta, GA
    Woodstock, GA
    Atlanta, GA
    Atlanta, GA
    Atlanta, GA
  • 2004-04-14 → 2005-03-18
    Atlanta, GA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-11-04
S66 Uniform Combined State Law Examination 1998-04-06
  • S65 Uniform Investment Adviser Law Examination
    2024-11-04
  • S66 Uniform Combined State Law Examination
    1998-04-06
Other Names
  • David Olson
  • David Carl Olson

View on SEC IAPD

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