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38 Fountain Square Plaza, Cincinnati, OH 45263 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2024-11-06 |
| TX | RA | APPROVED | 2024-11-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Regions Bank | Atlanta | GA | 12/2014 | 12/2018 |
| Cetera Investmet Services Llc | St.CLoud | MN | 08/2015 | 12/2018 |
| Cetera Investment Advisers Llc | Atlanta | GA | 08/2015 | 12/2018 |
| Fifth Third Bank | Atlanta | GA | 01/2019 | 04/2024 |
| Fifth Third Securities | Atlanta | GA | 01/2019 | 04/2024 |
| Fifth Third Wealth Advisors Llc | Atlanta | GA | 04/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-11-04 |
| S66 | Uniform Combined State Law Examination | 1998-04-06 |
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