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4340 Redwood Highway Suite B-60, San Rafael, CA 94903 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2026-01-13 |
| RI | RA | APPROVED | 2021-06-17 |
| NY | RA | APPROVED | 2021-06-15 |
Branch Locations
47 Maple Ave., Suite 2, Barrington, RI 02806 • United States
4340 Redwood Highway Suite B-60, San Rafael, CA 94903 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pfe Advisors, Inc. | Southborough | MA | 09/2007 | 01/2018 |
| United Capital Financial Advisers, Llc | Newport Beach | CA | 06/2009 | 01/2018 |
| Sapers & Wallack, Inc. | Newton | MA | 02/2018 | 04/2019 |
| H&R Block | Randolph | MA | 10/2019 | 04/2021 |
| Retirement & Benefit Partners | Barrington | RI | 03/2021 | Present |
| Lpl Financial, Llc | San Diego | CA | 04/2021 | Present |
| Unemployed | Walpole | MA | 05/2019 | 09/2019 |
| Global Retirement Partners, Llc | San Rafael | CA | 06/2021 | Present |
1. 4/27/2021 - RETIREMENT & BENEFIT PARTNERS - Investment Related - At Reported Business Location(s) - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS). 2. 10/12/2021 - Global Retirement Partners - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 03/22/2021 - 100 Hours Per Month - I provide investment advisory services through Global Retirement Partners, an independent investment advisor firm. I started this business activity in 3/2021. I expect to spend approximately 100 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 10/21/2021 - Global Retirement Partners - DBA: (Hybrid) Retirement & Benefit Partners - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Started 03/22/2021 - 100 Hours Per Month During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2021-05-18 |
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