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Current Employers
Global Retirement Partners Llc

4340 Redwood Highway Suite B-60, San Rafael, CA 94903 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2026-01-13
RI RA APPROVED 2021-06-17
NY RA APPROVED 2021-06-15
  • MA RA
    APPROVED
    Since 2026-01-13
  • RI RA
    APPROVED
    Since 2021-06-17
  • NY RA
    APPROVED
    Since 2021-06-15

Branch Locations

47 Maple Ave., Suite 2, Barrington, RI 02806 • United States

4340 Redwood Highway Suite B-60, San Rafael, CA 94903 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pfe Advisors, Inc. Southborough MA 09/2007 01/2018
United Capital Financial Advisers, Llc Newport Beach CA 06/2009 01/2018
Sapers & Wallack, Inc. Newton MA 02/2018 04/2019
H&R Block Randolph MA 10/2019 04/2021
Retirement & Benefit Partners Barrington RI 03/2021 Present
Lpl Financial, Llc San Diego CA 04/2021 Present
Unemployed Walpole MA 05/2019 09/2019
Global Retirement Partners, Llc San Rafael CA 06/2021 Present
  • 09/2007 → 01/2018
    Pfe Advisors, Inc.
    Southborough, MA
  • 06/2009 → 01/2018
    United Capital Financial Advisers, Llc
    Newport Beach, CA
  • 02/2018 → 04/2019
    Sapers & Wallack, Inc.
    Newton, MA
  • 10/2019 → 04/2021
    H&R Block
    Randolph, MA
  • 03/2021 → Present
    Retirement & Benefit Partners
    Barrington, RI
  • 04/2021 → Present
    Lpl Financial, Llc
    San Diego, CA
  • 05/2019 → 09/2019
    Unemployed
    Walpole, MA
  • 06/2021 → Present
    San Rafael, CA
Previous Registrations
  • 2007-11-13 → 2018-01-02
    Southborough, MA
    Southborough, MA
  • 2007-09-13 → 2018-01-02
    Pfe Advisors, Inc.
    Southborough, MA
    Southborough, MA
  • 2003-04-05 → 2007-10-26
    Pfe Advisors, Llc
    Soutborough, MA
Other Businesses

1. 4/27/2021 - RETIREMENT & BENEFIT PARTNERS - Investment Related - At Reported Business Location(s) - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS). 2. 10/12/2021 - Global Retirement Partners - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 03/22/2021 - 100 Hours Per Month - I provide investment advisory services through Global Retirement Partners, an independent investment advisor firm. I started this business activity in 3/2021. I expect to spend approximately 100 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 10/21/2021 - Global Retirement Partners - DBA: (Hybrid) Retirement & Benefit Partners - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Started 03/22/2021 - 100 Hours Per Month During Securities Trading.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2021-05-18
  • S63 Uniform Securities Agent State Law Examination
    2021-05-18
Designations

View on SEC IAPD

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