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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2025-09-05 |
| TX | RA | APPROVED_RES | 2025-09-05 |
Branch Locations
4401 Northside Pkwy Nw Ste 900, Atlanta, GA 30327 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Atlanta | GA | 04/2016 | 09/2022 |
| Gk Capital Advisors Llc | Atlanta | GA | 09/2022 | 12/2022 |
| Avantax Investment Services, Inc. | Atlanta | GA | 09/2022 | 09/2025 |
| Avantax Insurance Agency, Llc | Atlanta | GA | 09/2022 | 09/2025 |
| Avantax Advisory Services | Atlanta | GA | 09/2022 | 09/2025 |
| Legacy Capital Advisors Llc | Atlanta | GA | 09/2022 | Present |
| Cetera Wealth Services, Llc | Atlanta | GA | 09/2025 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 09/2025 | Present |
1) LEGACY CAPITAL ADVISORS LLC; POSITION: Financial Advisor NATURE: Business name to be used for Avantax business INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 09/02/2022; 4401 Northside Parkway NW, Suite 900, Atlanta GA 30327, Investment management, discretionary manager 2) KING GLOBAL INVESTMENT, LLC POSITION: President NATURE: Investment Advisory, Wealth Management INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 01/11/2023 ADDRESS: 4401 Northside Pkwy NW, Suite 900, Atlanta GA 30327, United States DESCRIPTION: Investment management and financial planning.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1996-05-16 |
| S65 | Uniform Investment Adviser Law Examination | 1996-05-16 |
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