Yvonne Renee Smith

Current Employers

Employment History

• 04/2010 → 09/2018
  Securities Service Network
  Cheektowaga, NY
• 09/2018 → 05/2021
  Geneos Wealth Management Inc
  Clarence Center, NY
• 05/2021 → 08/2024
  Kestra Investment Services, Llc
  Clarence Center, NY
• 05/2021 → 08/2024
  Kestra Advisory Services Llc
  Clarence Center, NY
• 08/2024 → Present
  Geneos Wealth Management Inc
  Orchard Park, NY

Previous Registrations

• 2021-05-14 → 2024-08-02
  Kestra Advisory Services, Llc
  Clarence Center, NY
  Austin, TX
• 2019-06-03 → 2021-05-19
  Geneos Wealth Management, Inc.
  Clarence Center, NY
  Clarence Center, NY

Other Businesses

1)DBA: AUTUMN WEALTH MANAGEMENT - non-investment related business located at branch location - 40 hours weekly. 2) Independent Rep with various insurance carriers for FIXED INSURANCE SALES. - 1-2 hours monthly 3) YVONNE R. SMITH - Investment Related: No Address: 50 Green Hill Rd. Bellingham WA 98229 Nature of Business: Real Estate; RENTAL PROPERTY - Relationship: Owner Start Date: 9/1/2001 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Collect rent, hire contractors to make repairs when necessary. 4) Business Name: JOYCE H. SMITH TRUST - Investment Related: No Address: Rocky Bar Rd, Fair play CA 95684 Nature of Business: Trustee Position 5) NOTARY PUBLIC - Start Date: 10/13/2016 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Affixing Notary Public stamp to documents that require it, upon clients providing proof of identity . 6) MEDICARE REFERRAL FEES.

Exams

• S66 Uniform Combined State Law Examination
  2019-05-31
• S63 Uniform Securities Agent State Law Examination
  1996-05-20
• S65 Uniform Investment Adviser Law Examination
  1996-05-17

Other Names

• Yvonne Smith
• Yvonne Miller
• Yvonne Renee Vandermolen