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Current Employers
Virtus Investment Advisers, Llc

One Financial Plaza 26Th Floor, Hartford, CT 06103 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2018-11-19
  • CT RA
    APPROVED
    Since 2018-11-19

Branch Locations

Hampton, NH • United States

44 Lafayette Rd Unit #6 Suite 207, North Hampton, NH 03862 • United States

One Financial Plaza 26Th Floor, Hartford, CT 06103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ridgeworth Capital Management Atlanta GA 11/2012 06/2017
Vp Distributors Llc Hampton Beach NH 06/2017 Present
Vp Distributors Llc Hampton Beach NH 06/2017 Present
  • 11/2012 → 06/2017
    Ridgeworth Capital Management
    Atlanta, GA
  • 06/2017 → Present
    Vp Distributors Llc
    Hampton Beach, NH
  • 06/2017 → Present
    Vp Distributors Llc
    Hampton Beach, NH
Previous Registrations
Other Businesses

1. ROCO LLC; NOT INVESTMENT RELATED; 5 BLAKES LANE, HAMPTON FALLS NH 03844; FOOD & BEVERAGE SERVICE COMPANY; PARTNER; 9/30/22; 0 HRS DEVOTED TO OTHER BUSINESS; 0 HRS DEVOTED TO OTHER BUSINESS DURING SECURITIES TRADING HOURS; SILENT PARTNER. 2. JOHN O. DANOS REALTY; NOT INVESTMENT RELATED; 39 CABLE ROAD, RYE BEACH, NH; NATURE OF OTHER BUSINESS: RENTAL PROPERTY; POSITION: OWNER; START DATE: 9/19/23; 3 HRS/MONTHLY DEVOTED TO OTHER BUSINESS; 0 HRS DEVOTED DURING SECURITIES TRADING HOURS; DUTIES: OWNER AND MANAGE FINANCES.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-04-10
S63 Uniform Securities Agent State Law Examination 1996-05-21
  • S65 Uniform Investment Adviser Law Examination
    2015-04-10
  • S63 Uniform Securities Agent State Law Examination
    1996-05-21

View on SEC IAPD

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