Mark Anthony Vergenes

Current Employers

Employment History

• 01/2013 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2004-06-04 → 2009-02-20
  Ehd Advisory Services, Inc.
  Lancaster, PA

Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED: YES, POSITION/TITLE/RELATIONSHIP: REPRESENTATIVE, BRIEF DESCRIPTION OF DUTIES: SELLS FIXED LIFE, ANNUITIES AND LONG TERM CARE; 2.NAME OF OTHER BUSINESS: DBA MIRUS FINANCIAL PARTNERS INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED ADDRESS NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 06/2006 POSITION/TITLE/RELATIONSHIP: OWNER APX NUMBER OF HOURS PER WEEK: 40 PLUS APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: FINANCIAL PLANNING AND INVESTMENT ADVICE 3. NAME OF OTHER BUSINESS: MIRUS CONSULTANTS; INVESTMENT RELATED: NO; ADDRESS: 110 EAST KING STREET, LANCASTER, PA 17602; NATURE OF BUSINESS: PARKING CONSULTING; START DATE: 08/2018; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 2 OR LESS; APX NUMBER OF HOURS DURING TRADING HOURS: 2 OR LESS; BRIEF DESCRIPTION OF DUTIES: PARKING EQUIPMENT, COMMUNICATION, STRATEGIC PLANNING, SUICIDE PREVENTION; 4. NAME OF OTHER BUSINESS: PENNSYLVANIA PARKING ASSOC INVESTMENT RELATED: NO ADDRESS: ERIE, PA NATURE OF BUSINESS: NON-PROFIT START DATE: 7/2014 POSITION/TITLE/RELATIONSHIP: BOARD MEMBER APX NUMBER OF HOURS PER WEEK: 1 NONE DURING TRADING HOURS: BRIEF DESCRIPTION OF DUTIES: PROVIDE PUBLIC VIEWPOINT 5. NAME OF OTHER BUSINESS: SUSQUEHANNA VALLEY COUNCIL OF CHARITABLE GIFT PLANNERS INVESTMENT RELATED: NO ADDRESS: 100 PINE ST., HARRISBURG, PA 17108 NATURE OF BUSINESS: NON-PROFIT START DATE: 6/2016 POSITION/TITLE/RELATIONSHIP: BOARD MEMBER APX NUMBER OF HOURS PER WEEK: 1 NONE DURING TRADING HOURS: BRIEF DESCRIPTION OF DUTIES: ANSWER QUESTIONS FOR PROSPECTIVE MEMBERS THAT THE WEBSITE DOESN'T ANSWER. 6. NAME OF OTHER BUSINESS: LGH FOUNDATION INVESTMENT RELATED: NO ADDRESS: HARRISBURG, PA 17108 NATURE OF BUSINESS: NON-PROFIT START DATE: 1/2016 POSITION/TITLE/RELATIONSHIP: PLANNED GIVING COMMITTEE MEMBER, APX NUMBER OF HOURS PER WEEK: 1 NONE DURING TRADING HOURS: BRIEF DESCRIPTION OF DUTIES: PARTICIPATE IN PRESENTATIONS WITH OTHER MEMBERS. 7. NAME OF OTHER BUSINESS: HACC FOUNDATION, INVESTMENT RELATED: NO ADDRESS: HARRISBURG, PA, NATURE OF BUSINESS: NON-PROFIT START DATE: 1/2016 POSITION/TITLE/RELATIONSHIP: PLANNED GIVING COMMITTEE MEMBER, APX NUMBER OF HOURS PER WEEK: 1 NONE DURING TRADING HOURS: BRIEF DESCRIPTION OF DUTIES: PARTICIPATE WITH OTHER MEMBERS IN RAISING AWARENESS FOR THE HACC PLANNED GIVING PROGRAMS 8. NAME OF OTHER BUSINESS: CITY REVITALIZATION & IMPROVEMENT ZONE ; INVESTMENT RELATED: NO ; ADDRESS: 120 NORTH DUKE ST, LANCASTER, PA 17608 ; NATURE OF BUSINESS: CITY OF LANCASTER ; START DATE: 10/2019 ; POSITION/TITLE/RELATIONSHIP: DIRECTOR ; APX NUMBER OF HOURS PER WEEK: 2 ; APX NUMBER OF HOURS DURING TRADING HOURS: 2 ; BRIEF DESCRIPTION OF DUTIES: VOTE TO RELEASE AND GRANT MONEY FOR BUSINESS SEEKING REMODELING, EXPANSION, ESTABLISHMENT WITH CRIZ ZONE ;

Exams

• S65 Uniform Investment Adviser Law Examination
  2004-06-03
• S63 Uniform Securities Agent State Law Examination
  1996-07-31

Other Names

• Mark A Vergenes
• Mark Anthony Vergenes
• Mark Anthony Vergenes