Brandon S Atkinson

Current Employers

Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2024-11-14
UT	RA	APPROVED	2024-11-14

TX RA
APPROVED_RES

Since 2024-11-14
UT RA
APPROVED

Since 2024-11-14

Branch Locations

Riverton, UT • United States

10011 S Centennial Parkway Suite 320, Sandy, UT 84070 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Axa Advisors, Llc	New York	NY	05/2016	05/2019
Sigma Financial Corporation	Ann Arbor	MI	05/2019	05/2019
Spc	Ann Arbor	MI	05/2019	05/2019
Axa Advisors, Llc	New York	NY	05/2019	09/2019
Prudential Insurance Company Of America	Sandy	UT	09/2019	Present
Pruco Securities, Llc.	Sandy	UT	09/2019	11/2024
Lpl Enterprise, Llc	Sandy	UT	11/2024	Present

05/2016 → 05/2019

Axa Advisors, Llc

New York, NY
05/2019 → 05/2019

Sigma Financial Corporation

Ann Arbor, MI
05/2019 → 05/2019

Spc

Ann Arbor, MI
05/2019 → 09/2019

Axa Advisors, Llc

New York, NY
09/2019 → Present

Prudential Insurance Company Of America

Sandy, UT
09/2019 → 11/2024

Pruco Securities, Llc.

Sandy, UT
11/2024 → Present

Lpl Enterprise, Llc

Sandy, UT

Previous Registrations

2019-09-25 → 2024-11-14

Pruco Securities, Llc.

South Jordon, UT

South Jordon, UT

Sandy, UT

Sandy, UT
2016-05-05 → 2019-10-02

Equitable Advisors, Llc

Salt Lake City, UT
2019-05-17 → 2019-05-22

Spc

South Jordan, UT

Ann Arbor, MI
2011-07-20 → 2016-05-03

Msi Financial Services, Inc.

Sandy, UT

Other Businesses

1) 12/16/2024- Retirement Ready- DBA for LPL Business (entity for LPL business)- Retirement Ready is a DBA for LPL business- INV Related- At Sandy, UT- Start date 01/01/2024- 10 HRS MTH- 10 HRS During Trading 2) 10/01/2024- Brandon S Atkinson- Non-Variable Insurance- Acting as a broker for Group Health, Life and Disability- INV Related- At Sandy, UT- Start date 01/01/2022- 5 HRS MTH- 5 HRS During Trading 3) 10/01/2024- Atkinson Financial Group, LLC- DBA for LPL Business (entity for LPL business)- Atkinson Financial Group, LLC was created to track and pay business expenses.- Not INV Related- At Sandy, UT- Start date 01/01/2024- 2 HRS MTH- 2 HRS During Trading 4) 07/08/2025-Prudential Sponsored Non-Variable Insurance-Non-Variable Insurance/Insurance Agency-Inv related-At reported business location(s) 5) 07/09/2026-Atkinson Wealth Advisors-Managing Director-DBA for LPL Business (entity for LPL business)-Inv related-At reported business location(s)-Start date 06/30/2026-10hrs/mth-10hrs/mth during trading 6) 07/06/2026-Atkinson Advisory Group-Owner-DBA for LPL Business (entity for LPL business)-Inv related-At reported business location(s)-Start date 07/02/2026-10hrs/mth-10hrs/mth during trading

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2011-06-17
S63	Uniform Securities Agent State Law Examination	2011-01-28

S65 Uniform Investment Adviser Law Examination

2011-06-17
S63 Uniform Securities Agent State Law Examination

2011-01-28

View on SEC IAPD