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Maritza Cardenas

Ubs Financial Services Inc.

Coral Gables, FL

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2022-09-19
TX RA APPROVED_RES 2022-08-29
  • FL RA
    APPROVED
    Since 2022-09-19
  • TX RA
    APPROVED_RES
    Since 2022-08-29

Branch Locations

4225 Ponce De Leon Blvd Suite 600, Coral Gables, FL 33146 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Miami FL 05/2009 11/2016
Wells Fargo Clearing Services, Llc Miami FL 11/2016 10/2021
Ubs Financial Services.iNc Biltmore FL 08/2022 Present
Unemployed Miami FL 11/2021 07/2022
  • 05/2009 → 11/2016
    Wells Fargo Advisors Llc
    Miami, FL
  • 11/2016 → 10/2021
    Wells Fargo Clearing Services, Llc
    Miami, FL
  • 08/2022 → Present
    Ubs Financial Services.iNc
    Biltmore, FL
  • 11/2021 → 07/2022
    Unemployed
    Miami, FL
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-02-21
S63 Uniform Securities Agent State Law Examination 1996-03-13
  • S65 Uniform Investment Adviser Law Examination
    2001-02-21
  • S63 Uniform Securities Agent State Law Examination
    1996-03-13
Other Names
  • Maritza Hernandez

View on SEC IAPD

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