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Stephen Terry Faries

Marchand Faries Financial Management, Inc.

Keystone Heights, FL

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Current Employers
Marchand Faries Financial Management, Inc.

Jupiter, FL • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 1997-03-18
  • FL RA
    APPROVED
    Since 1997-03-18

Branch Locations

Keystone Heights, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Marchand Faries Financial Management Inc Keystone Heights FL 01/1996 Present
Previous Registrations
  • 2006-05-23 → 2010-12-31
    Wealth Inc.
    Jacksonville, FL
Other Businesses

MEMBER OF THE MISSOURI BAR ASSOCIATION

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-08-07
S63 Uniform Securities Agent State Law Examination 1996-04-01
  • S65 Uniform Investment Adviser Law Examination
    1996-08-07
  • S63 Uniform Securities Agent State Law Examination
    1996-04-01

View on SEC IAPD

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