Matthew Stgermaine

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
ME	RA	APPROVED	2024-04-11
RI	RA	APPROVED	2022-11-01

ME RA
APPROVED

Since 2024-04-11
RI RA
APPROVED

Since 2022-11-01

Branch Locations

1 Financial Plz, Providence, RI 02903 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Providence	RI	11/2006	Present

11/2006 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Providence, RI

Other Businesses

Rental property-Old Orchard Beach, ME-I use VRBO app to do some weekly rentals for an property I own in Maine. I pay the cleaners, VRBO handles all the rent collections and tax payments.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2022-10-28

S66 Uniform Combined State Law Examination

2022-10-28

Other Names

Matt St Germaine
Saint St Germaine
Matthew Mark St Germaine

View on SEC IAPD