Best Investors Account Sign in
Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
HI RA APPROVED 2023-06-29
  • HI RA
    APPROVED
    Since 2023-06-29

Branch Locations

Kamuela, HI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Wealth Services, Llc El Segundo CA 01/2013 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
Other Businesses

WAIMEA OUTDOOR CIRCLE, WAIMEA NATURE PARK, AND CULTURAL COMMITTEE HOMEOWNER ASSOCIATION, CLUBHOUSE, AND RECREATIONAL COMMUNITY CENTER CO-CHAIR-OVERSEE CLUBHOUSE REPAIRS, PLAN SOCIAL EVENTS, TO PROVIDE RESIDENTS WITH A COMFORTABLE CLUB HOUSE & SOCIAL EVENTS. TO PROVIDE OPPORTUNITIES FOR RESIDENTS TO GET AQUAINTED W/ HISTORY OF WAIKI'I - GUEST LECTURES, ETC.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-04-06
S63 Uniform Securities Agent State Law Examination 1996-03-19
  • S65 Uniform Investment Adviser Law Examination
    1998-04-06
  • S63 Uniform Securities Agent State Law Examination
    1996-03-19

View on SEC IAPD

More in Kamuela, HI

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor