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Richard Lees

Richard Lees Capital Management

Thousand Oaks, CA

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Current Employers
Richard Lees Capital Management

Thousand Oaks, CA • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 1996-08-15
  • CA RA
    APPROVED
    Since 1996-08-15

Branch Locations

Thousand Oaks, CA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Richard Lees Capital Management Woodland Hills CA 04/2017 08/2024
Richard Lees Capital Management Sherman Oaks CA 08/2014 04/2017
Richard Lees Capital Management Thousand Oaks CA 08/2024 Present

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