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Ralph Ujano

The Ujano Advisory Group LLC

Mckinney, TX

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Current Employers
The Ujano Advisory Group Llc

Mckinney, TX • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2017-05-02
  • TX RA
    APPROVED
    Since 2017-05-02

Branch Locations

Mckinney, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Ujano Advisory Group Llc Mckinney TX 03/2017 Present
Na Mckinney TX 05/2016 03/2017
Previous Registrations
  • 2008-07-11 → 2016-04-22
    Mercer Global Advisors Inc.
    Scottsdale, AZ
    Sugarland, TX
  • 1997-01-02 → 2008-07-10
    Mercer Advisors
    Bellevue, WA
    Scottsdale, AZ
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1996-01-25
S65 Uniform Investment Adviser Law Examination 1996-01-25
  • S63 Uniform Securities Agent State Law Examination
    1996-01-25
  • S65 Uniform Investment Adviser Law Examination
    1996-01-25
Designations
Other Names
  • Ralph Ujano

View on SEC IAPD

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