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Three Protective Center 2801 Highway 280 South, Ste 300, Birmingham, AL 35223 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-08-29 |
| AL | RA | APPROVED | 2022-08-26 |
Branch Locations
Three Protective Center 2801 Highway 280 South, Ste 300, Birmingham, AL 35223 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Investment Distributors, Inc./Protective Life | Birmingham | AL | 07/2015 | 11/2020 |
| Private Client Services | Birmingham | AL | 11/2020 | 07/2022 |
| Rfg Advisory, Llc | Vestavia Hills | AL | 11/2020 | 07/2022 |
| Alps Distributors, Inc. | Denver | CO | 08/2022 | 09/2025 |
| Vulcan Value Partners, Inc. | Birmingham | AL | 07/2022 | Present |
| Paralel Distributors Llc | Denver | CO | 09/2025 | Present |
1) Vulcan Value Partners, LLC.; Investment-Related; Three Protective Center 2801 Highway 280 South, Suite 300 Birmingham, AL 35223; Registered Investment Advisor Compliance Officer; 07/2022; 160 HRS/MON; 160 HRS/MON During Trading Hours; Compliance Officer for Registered Investment Advisor - compliance oversight, marketing review, regulatory filings, compliance training for registered Representatives. 2) Self; Not-Investment Related; Address on File; Selling Music and Music Memorabilia from Rented Booth in Antique Mall; 09/2020; 20 HRS/MON; None During Trading Hours; Procuring and Selling Items.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2021-08-31 |
| S66 | Uniform Combined State Law Examination | 2006-07-31 |
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