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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2022-01-13
MD RA APPROVED 2022-01-04
TX RA APPROVED_RES 2022-01-03
  • FL RA
    APPROVED
    Since 2022-01-13
  • MD RA
    APPROVED
    Since 2022-01-04
  • TX RA
    APPROVED_RES
    Since 2022-01-03

Branch Locations

9881 Broken Land Parkway Suite 301, Columbia, MD 21046 • United States

Naples, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Columbia MD 06/2009 11/2016
Wells Fargo Clearing Services, Llc Columbia MD 11/2016 01/2022
Raymond James Financial Services, Inc Columbia MD 01/2022 Present
Raymond James Financial Services Advisors, Inc Columbia MD 01/2022 Present
Previous Registrations
Other Businesses

(1) Name of Business: Merriweather Money Management Address: 9881 Broken Land Pkwy, Suite 301, Columbia, MD, 21046, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 01/02/2022 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Financial Advisor

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-04-11
S63 Uniform Securities Agent State Law Examination 1996-04-01
  • S65 Uniform Investment Adviser Law Examination
    1996-04-11
  • S63 Uniform Securities Agent State Law Examination
    1996-04-01

View on SEC IAPD

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