Jeffrey Dazzo

Current Employers

Td Private Client Wealth Llc

1 Vanderbilt Avenue 23Rd Floor, New York, NY 10017 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2024-10-17

NY RA
APPROVED

Since 2024-10-17

Branch Locations

324 So. Service Road, Melville, NY 11747 • United States

490 Rockaway Turnpike, Lawrence, NY 11559 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Cuna Mutual Group	Waverly	IA	12/2016	10/2018
Cuna Brokerage Services	Waverly	IA	12/2016	10/2018
Unemployment	Westbury	NY	12/2015	12/2016
Tutto Fresca, Inc.	Carle Place	NY	10/2018	10/2024
Cetera Advisor Networks Llc	El Segundo	CA	01/2022	06/2024
Cetera Investment Advisers Llc	Schaumburg	IL	06/2023	06/2024
Td Bank, Na	Melville	NY	10/2024	Present
Unemployed	Williston Park	NY	06/2024	10/2024
Td Private Client Wealth Llc	Lawrence	NY	10/2024	Present

12/2016 → 10/2018

Cuna Mutual Group

Waverly, IA
12/2016 → 10/2018

Cuna Brokerage Services

Waverly, IA
12/2015 → 12/2016

Unemployment

Westbury, NY
10/2018 → 10/2024

Tutto Fresca, Inc.

Carle Place, NY
01/2022 → 06/2024

Cetera Advisor Networks Llc

El Segundo, CA
06/2023 → 06/2024

Cetera Investment Advisers Llc

Schaumburg, IL
10/2024 → Present

Td Bank, Na

Melville, NY
06/2024 → 10/2024

Unemployed

Williston Park, NY
10/2024 → Present

Td Private Client Wealth Llc

Lawrence, NY

Previous Registrations

2023-06-29 → 2024-06-13

Cetera Investment Advisers Llc

Farmingdale, NY
2022-05-26 → 2023-06-29

Cetera Wealth Services, Llc

Farmingdale, NY

Farmingdale, NY
2017-01-05 → 2018-10-17

Cuna Brokerage Services, Inc.

Wantagh, NY

Westbury, NY

East Meadow, NY

Westbury, NY
2015-01-28 → 2015-12-21

Capital One Advisors, Llc

Seattle, WA
2013-02-14 → 2015-01-28

Capital One Financial Advisors Llc

Melville, NY
2010-10-01 → 2012-09-20

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Garden City, NY
2007-02-22 → 2010-10-04

Chase Investment Services Corp.

Flushing, NY

Jamaica, NY

Brooklyn, NY

Hicksville, NY

Hollis, NY
2005-07-15 → 2005-09-22

Citicorp Investment Services

Floral Park, NY

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2022-05-25
S65	Uniform Investment Adviser Law Examination	2005-06-06
S63	Uniform Securities Agent State Law Examination	1996-11-25

S66 Uniform Combined State Law Examination

2022-05-25
S65 Uniform Investment Adviser Law Examination

2005-06-06
S63 Uniform Securities Agent State Law Examination

1996-11-25

Other Names

Jeffrey Matthew Dazzo
Jeffrey Matthew D'AZzo

View on SEC IAPD