Michelle Colombo

Current Employers

Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2024-04-05
CA	RA	APPROVED	2024-01-01

NC RA
APPROVED

Since 2024-04-05
CA RA
APPROVED

Since 2024-01-01

Branch Locations

Hubert, NC • United States

Bonita, CA • United States

655 W. Broadway Ste 1000, San Diego, CA 92101-8485 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Rbc Capital Markets Llc	San Diego	CA	04/2016	Present

04/2016 → Present

Rbc Capital Markets Llc

San Diego, CA

Previous Registrations

2010-10-26 → 2012-10-10

Wells Fargo Advisors Financial Network, Llc

San Diego, CA
2008-01-01 → 2010-10-22

Wells Fargo Clearing Services, Llc

San Diego, CA

San Diego, CA
2005-08-15 → 2008-01-01

A. G. Edwards & Sons, Inc.

San Diego, CA

St. Louis, MO

San Diego, CA

Other Businesses

2. LIAMFINN - ALLFORD WEALTH STRATEGIES:NOT INVESTMENT RELATED:10/2010-PRESENT:SAN DIEGO, CA:ADMINISTRATION:SUPPORT COMPANY/DBA (NON-OWNER):0 HRS/MO:0 HRS DURING TRADING.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2023-12-28
S63	Uniform Securities Agent State Law Examination	1999-10-25

S65 Uniform Investment Adviser Law Examination

2023-12-28
S63 Uniform Securities Agent State Law Examination

1999-10-25

Other Names

Michelle Sottilaro
Michelle Colombo
Michelle Colombo
Michelle Colombo Sharp

View on SEC IAPD