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12671 High Bluff Dr Suite 200, San Diego, CA 92130 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-08-03 |
Branch Locations
165 S. Kimball Ave Ste. 110, Southlake, TX 76092 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St Louis | MO | 04/2012 | 01/2018 |
| Cetera Advisor Networks | El Segundo | CA | 01/2018 | 07/2021 |
| Independent Financial Group | Southlake | TX | 08/2021 | Present |
(1) INSURANCE POSITION: Agent/Representative NATURE: Insurance outside of IFG INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2018 ADDRESS: 165 S. Kimball Ave, Ste. 110, Southlake TX 76092, United States DESCRIPTION: Insurance Agent (2) TOROSO FINANCIAL GROUP POSITION: Agent/Representative NATURE: DBA Name for Marketing Purposes Only INVESTMENT RELATED: Yes NUMBER OF HOURS: 140 SECURITIES TRADING HOURS: 130 START DATE: 08/01/2021 ADDRESS: 165 S. Kimball Ave, Ste. 110, Southlake TX 76092, United States DESCRIPTION: Registered Representative at DBA used for marketing purposes (3) WAYPOINT FINANCIAL ADVISORS, LLC POSITION: Officer/Director NATURE: DBA Name for Marketing Purposes Only INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 11/15/2022 ADDRESS: 165 S. Kimball Ave, Ste. 110, Southlake TX 76092, United States DESCRIPTION: DBA NAME FOR MARKETING. (4) POA FOR LEON JOHNSON - FATHER POSITION: Acting as POA for my Father. NATURE: Acting as a POA, Trustee, Executor (This activity is strictly limited and will only be approved for direct family members. If you have questions, please call a Compliance Officer). INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 2 START DATE: 10/28/2024 ADDRESS: 2507 Ralston Drive, Trophy Club TX 76262, United States DESCRIPTION: Manage financial affairs
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-06-15 |
| S63 | Uniform Securities Agent State Law Examination | 1996-03-01 |
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