Clay Dennis Cuthbertson

Cetera Investment Advisers LLC

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Current Employers

Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

Authority	Category	Status	Date
IL	RA	APPROVED	2024-03-21

IL RA
APPROVED

Since 2024-03-21

Branch Locations

Quincy, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Cetera Advisors Llc	Denver	CO	01/2013	Present
Cetera Investment Advisers Llc	Schaumburg	IL	03/2024	Present

01/2013 → Present

Cetera Advisors Llc

Denver, CO
03/2024 → Present

Cetera Investment Advisers Llc

Schaumburg, IL

Previous Registrations

2006-01-11 → 2011-11-23

U.S. Bancorp Investments, Inc.

Montgomery City, MO

Hannibal, MO

Bowling Green, MO

Hannibal, MO

Hannibal, MO

Shelbina, MO

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1998-05-08
S63	Uniform Securities Agent State Law Examination	1996-02-27

S65 Uniform Investment Adviser Law Examination

1998-05-08
S63 Uniform Securities Agent State Law Examination

1996-02-27

View on SEC IAPD

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