Lawrence Carl Zimmerman

Current Employers

Zimmerman Advisory Group, Llc

5650 Blazer Pkwy Ste 100, Dublin, OH 43017 • United States

Current Registrations

Authority	Category	Status	Date
OH	RA	APPROVED	2008-09-17

OH RA
APPROVED

Since 2008-09-17

Branch Locations

5650 Blazer Pkwy Ste 100, Dublin, OH 43017 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Self Employed	Dublin	OH	01/1989	Present
Zimmerman Advisory Group, Llc	Dublin	OH	07/2008	Present
Carl Zimmerman Financial Services, Llc	Dublin	OH	08/2013	04/2023

01/1989 → Present

Self Employed

Dublin, OH
07/2008 → Present

Zimmerman Advisory Group, Llc

Dublin, OH
08/2013 → 04/2023

Carl Zimmerman Financial Services, Llc

Dublin, OH

Previous Registrations

2006-01-03 → 2006-12-20

Usa Wealth Management Llc

Dublin, OH

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2005-12-28

S65 Uniform Investment Adviser Law Examination

2005-12-28

Other Names

Lawrence Carl Zimmerman
L Carl Zimmerman
Carl Zimmerman
L Carl Zimmerman

View on SEC IAPD