Best Investors Account Sign in

Marianna Prueger

Transparent 401K

Houston, TX

Claim This Profile
Current Employers
Transparent 401K

Houston, TX • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-11-23
CO RA APPROVED 2018-01-05
CA RA APPROVED 2011-11-03
  • TX RA
    APPROVED
    Since 2020-11-23
  • CO RA
    APPROVED
    Since 2018-01-05
  • CA RA
    APPROVED
    Since 2011-11-03

Branch Locations

Houston, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Transparent 401K Llc Houston TX 01/2013 07/2017
Transparent 401K Llc Aspen CO 07/2017 Present
Young America Capital Mamaroneck NY 03/2020 12/2023
Transparent 401K Llc Houston TX 03/2020 Present
Rainmaker Securities Llc Coral Gables FL 07/2025 Present
  • 01/2013 → 07/2017
    Transparent 401K Llc
    Houston, TX
  • 07/2017 → Present
    Transparent 401K Llc
    Aspen, CO
  • 03/2020 → 12/2023
    Young America Capital
    Mamaroneck, NY
  • 03/2020 → Present
    Transparent 401K Llc
    Houston, TX
  • 07/2025 → Present
    Rainmaker Securities Llc
    Coral Gables, FL
Previous Registrations
  • 2004-10-01 → 2006-12-20
    Credit Suisse Securities (Usa) Llc
    San Francisco, CA
    San Francisco, CA
Other Businesses

WebCRD - Marianna Prueger - CRD 2712699 Since June 2011 Ms. Prueger has been engaged in an outside business activity as a Founder of Transparent 401k LLC the company is a 401K consultant. Transparent 401K has no affiliation to Young America Capital, LLC and is investment related. The firm's offices are in Houston, TX. Duties include advising companies on business management and 401K plans. Ms. Prueger will receive fees and compensation for duties performed. Ms. Prueger will dedicate 1 hr per week or time as needed. ____ WebCRD - Marianna Prueger Starting November 2023, Ms. Prueger will be engaged in an outside business activity at Champagne Tourist as Travel Advisor. Champagne Tourist provides travel services for luxury clients; i.e. bookings at high end hotels, destinations like Monaco Grand Prix; Champagne, France, etc. The firm's offices are located in Houston, TX. Duties include book Travel for luxury clients and film high-end hotels and destinations. Ms. Prueger will dedicate an estimated 20 hours of his time per week to this endeavor. ____ Substitute Math Teacher at Scoot Education; Math Instruction in Underserved Communities Dedicated to helping students in economically challenged neighborhoods build confidence and skills in mathematics; Start Date: 08/2025; twice a month

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2025-07-08
S66 Uniform Combined State Law Examination 2004-09-30
  • S63 Uniform Securities Agent State Law Examination
    2025-07-08
  • S66 Uniform Combined State Law Examination
    2004-09-30
Other Names
  • Marianna Katherine Prueger
  • Marianne Katherine Prueger
  • Marianne Prueger

View on SEC IAPD

More in Houston, TX

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor