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Houston, TX • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-11-23 |
| CO | RA | APPROVED | 2018-01-05 |
| CA | RA | APPROVED | 2011-11-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Transparent 401K Llc | Houston | TX | 01/2013 | 07/2017 |
| Transparent 401K Llc | Aspen | CO | 07/2017 | Present |
| Young America Capital | Mamaroneck | NY | 03/2020 | 12/2023 |
| Transparent 401K Llc | Houston | TX | 03/2020 | Present |
| Rainmaker Securities Llc | Coral Gables | FL | 07/2025 | Present |
WebCRD - Marianna Prueger - CRD 2712699 Since June 2011 Ms. Prueger has been engaged in an outside business activity as a Founder of Transparent 401k LLC the company is a 401K consultant. Transparent 401K has no affiliation to Young America Capital, LLC and is investment related. The firm's offices are in Houston, TX. Duties include advising companies on business management and 401K plans. Ms. Prueger will receive fees and compensation for duties performed. Ms. Prueger will dedicate 1 hr per week or time as needed. ____ WebCRD - Marianna Prueger Starting November 2023, Ms. Prueger will be engaged in an outside business activity at Champagne Tourist as Travel Advisor. Champagne Tourist provides travel services for luxury clients; i.e. bookings at high end hotels, destinations like Monaco Grand Prix; Champagne, France, etc. The firm's offices are located in Houston, TX. Duties include book Travel for luxury clients and film high-end hotels and destinations. Ms. Prueger will dedicate an estimated 20 hours of his time per week to this endeavor. ____ Substitute Math Teacher at Scoot Education; Math Instruction in Underserved Communities Dedicated to helping students in economically challenged neighborhoods build confidence and skills in mathematics; Start Date: 08/2025; twice a month
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2025-07-08 |
| S66 | Uniform Combined State Law Examination | 2004-09-30 |
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