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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-09-08 |
| WA | RA | APPROVED | 2021-09-08 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Security Mutual Life | Bellevue | WA | 09/1992 | 08/2021 |
| Amr Capital Management | Bellvue | WA | 01/1994 | Present |
| Voya Financial Advisors | Bellevue | WA | 09/2014 | 06/2021 |
| Cetera Advisor Networks Llc | El Segundo | CA | 06/2021 | 08/2021 |
| Lpl Financial Llc | Redmond | WA | 09/2021 | Present |
1)07/19/2021 - AMR Capital Management - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 1999 2)07/19/2021 - Non-Variable Insurance - Inv Rel - At Reported Business Location(s) - Start: 1989
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-09-03 |
| S63 | Uniform Securities Agent State Law Examination | 1996-02-27 |
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