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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2016-08-04 |
| FL | RA | APPROVED | 2008-01-01 |
Branch Locations
1025 Greenwood Blvd Ste 179, Lake Mary, FL 32746 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Lake Mary | FL | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Lake Mary | FL | 11/2016 | Present |
67% OWNERSHIP OF RENTAL PROPERTY, INV RELATED, WINTER PARK FL, 1 HOUR PER MONTH, DUTIES ACT AS MANAGER, START 3/1/2004. RENTAL PROPERTY; INV RELATED; ALTAMONTE SPRINGS, FL; 50% OWNERSHIP; START 2/1/2011; 2 HRS PER MONTH, 0 DURING TRADING; MANAGING THE RENTAL.; LEXINGTON GREEN/MUIRFIELD VILLAGE HOA, NOT INV RELATED, LAKE MARY, FL, START DATE: 9/28/23, 5 HRS PER MONTH, 0 HRS DURING TRADING, BOARD MEMBER; HEATHROW MASTER ASSOCIATION, NOT INVT RELATED, LAKE MARY, FL, HOA DUE PROCESS COMMITTEE, START DATE 12/2/2024, 2 HRS PER MONTH, 0 HRS DURING TRADING, ATTENDING MEETINGS, COORDINATE AND ASSIGN TASKS, WORK ON VIOLATIONS, FINE RECOMMENDATIONS AS WARRANTED, CORRECTIONS AND COMPLIANCE. ASSEMBLING VIOLATION PACKETS, PROVIDE REPORTS, PREPARING AND SENDING STATUTORY NOTICE OF HEARING TO HOMEOWNERS. | HEATHROW COMMUNITY MASTER HOMEOWNERS ASSOCIATION TOWN ADVISORY COUNCIL; NOT INV RELATED; LAKE MARY, FL; ADVISORY BOARD MEMBER; 04/2025; 1 HOUR PER MONTH; 0 DURING TRADING; HOA BOARD TO PROMOTE COMMUNICATION
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1998-04-17 |
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