Harold Douglas Mccoy

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2019-07-25

TX RA
APPROVED

Since 2019-07-25

Branch Locations

Rockport, TX • United States

17 Cowboys Way Ste 500, Frisco, TX 75034 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley Smith Barney	Plano	TX	06/2009	07/2019
Morgan Stanley Private Bank, National Association	New York	NY	01/2015	07/2019
Wells Fargo Clearing Services, Llc	Plano	TX	07/2019	Present

06/2009 → 07/2019

Morgan Stanley Smith Barney

Plano, TX
01/2015 → 07/2019

Morgan Stanley Private Bank, National Association

New York, NY
07/2019 → Present

Wells Fargo Clearing Services, Llc

Plano, TX

Previous Registrations

2009-06-01 → 2019-07-31

Morgan Stanley

Plano, TX

Plano, TX
2008-03-31 → 2009-06-01

Morgan Stanley & Co. Llc

Plano, TX
2003-06-27 → 2008-04-02

Wells Fargo Clearing Services, Llc

Dallas, TX

Dallas, TX
1996-04-04 → 2003-07-07

Citigroup Global Markets Inc.

Dallas, TX

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1996-04-12
S63	Uniform Securities Agent State Law Examination	1996-04-01

S65 Uniform Investment Adviser Law Examination

1996-04-12
S63 Uniform Securities Agent State Law Examination

1996-04-01