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200 Eagle Road Suite 230, Wayne, PA 19087 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2017-06-30 |
Branch Locations
1000 Chesterbrook Blvd Suite 100, Berwyn, PA 19312 • United States
44 W. Gay Street Suite 100, West Chester, PA 19380 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Alphaone Capital Partners, Llc | Berwyn | PA | 08/2009 | 11/2019 |
| Foreside Fund Services, Llc | W. Conshohocken | PA | 02/2011 | 05/2018 |
| Chesterbrook Capital | Berwyn | PA | 05/2018 | 03/2020 |
| Villanova Investment Management Company, Llc | Wayne | PA | 05/2016 | Present |
| Work Capital, Llc | Boston | MA | 05/2017 | 06/2019 |
| Silkworth Capital Partners Llc | Berwyn | PA | 09/2017 | 11/2019 |
| Stp Investment Partners, Llc | West Chester | PA | 11/2019 | 03/2024 |
| Pennhaven Brokerage Partners, Llc | Doylestown | PA | 09/2020 | Present |
| Radiantesg Global Investors | Danville | CA | 11/2021 | 08/2024 |
The name of the other business: Villanova Investment Management Company, LLC Whether the business is investment-related: Investment Related The address of the other business, the nature of the other business: 1000 Chesterbrook Blvd. Suite 100, Berwyn PA 19312 Your position, title, or relationship with the other business: Chief Compliance Officer The start date of your relationship: September 2016 The approximate number of hours/month you devote to the other business: 10 The number of hours you devote to the other business during securities trading hours: 3 Briefly describe your duties relating to the other business: Oversee compliance functions of the firm. The name of the other business: RadiantESG Global Investors Whether the business is investment-related: Investment Related The address of the other business, the nature of the other business: Danville, CA Your position, title, or relationship with the other business: Chief Compliance Officer The start date of your relationship: 10/2021 The approximate number of hours/month you devote to the other business: 10 The number of hours you devote to the other business during securities trading hours: 4 Briefly describe your duties relating to the other business: Oversee compliance functions of the firm. The name of the other business: PennHaven Brokerage Partners LLC Whether the business is investment-related: Securities Related The address of the other business, the nature of the other business: West Chester, PA Your position, title, or relationship with the other business: Chief Executive Officer and Chief Compliance Officer The start date of your relationship: 05/2021 The approximate number of hours/month you devote to the other business: 40 The number of hours you devote to the other business during securities trading hours: 40 Briefly describe your duties relating to the other business: Oversee management and compliance functions of the firm. Donald is an executive officer of several pooled investment vehicles.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2024-04-26 |
| S65 | Uniform Investment Adviser Law Examination | 2021-12-31 |
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