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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2022-09-06
NV RA APPROVED 2022-08-02
  • IL RA
    APPROVED
    Since 2022-09-06
  • NV RA
    APPROVED
    Since 2022-08-02

Branch Locations

10 South Riverside Plaza, Chicago, IL 60606 • United States

917 Tahoe Boulevard Suite 200, Incline Village, NV 89451 • United States

Incline Village, NV • United States

Incline Village, NV • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Options House Securities, Llc Chicago IL 11/2014 08/2017
E*Trade Securities Llc Chicago IL 04/2017 Present
E*Trade Capital Management Llc Chicago IL 08/2017 Present
E*Trade Securities Llc Reno NV 10/2021 Present
E*Trade Capital Management Reno NV 10/2021 Present
Morgan Stanley Chicago IL 07/2022 Present
Morgan Stanley Reno NV 07/2022 Present
E*Trade Securities Llc Incline Village NV 06/2023 Present
Morgan Stanley Incline Village NV 06/2023 Present
  • 11/2014 → 08/2017
    Options House Securities, Llc
    Chicago, IL
  • 04/2017 → Present
    E*Trade Securities Llc
    Chicago, IL
  • 08/2017 → Present
    E*Trade Capital Management Llc
    Chicago, IL
  • 10/2021 → Present
    E*Trade Securities Llc
    Reno, NV
  • 10/2021 → Present
    E*Trade Capital Management
    Reno, NV
  • 07/2022 → Present
    Chicago, IL
  • 07/2022 → Present
    Reno, NV
  • 06/2023 → Present
    E*Trade Securities Llc
    Incline Village, NV
  • 06/2023 → Present
    Incline Village, NV
Previous Registrations
  • 2017-12-12 → 2023-09-05
    Harrisdirect Llc
    Chicago, IL
    Arlington, VA
    Chicago, IL
    Reno, NV
    Reno, NV
    Incline Village, NV
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-12-11
  • S66 Uniform Combined State Law Examination
    2017-12-11
Other Names
  • Shane Mulron
  • Shane Oshea Scotty Mulron

View on SEC IAPD

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