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Thomas Patrick Fay

F L Putnam Investment Management Co.

Providence, RI

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Current Employers
F L Putnam Investment Management Co.

6 Kimball Lane, Lynnfield, MA 01940 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2025-11-04
RI RA APPROVED 2019-04-02
  • MA RA
    APPROVED
    Since 2025-11-04
  • RI RA
    APPROVED
    Since 2019-04-02

Branch Locations

100 Westminster Street 10Th Floor Suite 1004, Providence, RI 02903 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
F.L. Putnam Investment Management Co. Providence RI 04/2019 Present
Bny Mellon Providence RI 07/2012 01/2019
  • 04/2019 → Present
    F.L. Putnam Investment Management Co.
    Providence, RI
  • 07/2012 → 01/2019
    Bny Mellon
    Providence, RI
Previous Registrations
  • 2004-01-13 → 2005-09-28
    Columbia Management Advisors, Inc.
    Boston, MA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-04-04
  • S65 Uniform Investment Adviser Law Examination
    1996-04-04
Designations
Other Names
  • Thomas Fay

View on SEC IAPD

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