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Current Employers
Blackrock Investment Management, Llc

1 University Square Drive, Princeton, NJ 08540 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2018-04-13
NJ RA APPROVED 2018-03-01
  • FL RA
    APPROVED
    Since 2018-04-13
  • NJ RA
    APPROVED
    Since 2018-03-01

Branch Locations

Bradenton, FL • United States

1 University Square Drive, Princeton, NJ 08540 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Putnam Mutual Funds Corp. Boston MA 10/1997 02/2018
Blackrock Princeton NJ 02/2018 Present
Blackrock Investments, Llc Princeton NJ 02/2018 Present
  • 10/1997 → 02/2018
    Putnam Mutual Funds Corp.
    Boston, MA
  • 02/2018 → Present
    Blackrock
    Princeton, NJ
  • 02/2018 → Present
    Blackrock Investments, Llc
    Princeton, NJ
Previous Registrations
Other Businesses

(1) KEM Properties LLC; Land/Properties/Real Estate; Member; Land/property/real estate acquisitions and sales; 2 hours/month; Start Date: 02/07/2023

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-11-01
S63 Uniform Securities Agent State Law Examination 1998-11-30
  • S65 Uniform Investment Adviser Law Examination
    2003-11-01
  • S63 Uniform Securities Agent State Law Examination
    1998-11-30

View on SEC IAPD

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