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Samuel Wade Gilbert

LPl Financial LLC

Vienna, VA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-01-22
VA RA APPROVED 2007-09-14
  • TX RA
    APPROVED_RES
    Since 2013-01-22
  • VA RA
    APPROVED
    Since 2007-09-14

Branch Locations

8000 Towers Crescent Dr Suite 1342, Vienna, VA 22182 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Linsco Private Ledger Vienna VA 09/2007 Present
  • 09/2007 → Present
    Linsco Private Ledger
    Vienna, VA
Previous Registrations
Other Businesses

1. 10/6/2014 - OTHER - BOOK AUTHOR. 2. 11/21/2023 - No Business Name - Non-Inv Related - McLean, VA - Other - Author of Books - Start Date: 10/01/2022 - 0 Hrs/Mo

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-04-30
S63 Uniform Securities Agent State Law Examination 1996-04-12
  • S65 Uniform Investment Adviser Law Examination
    1996-04-30
  • S63 Uniform Securities Agent State Law Examination
    1996-04-12

View on SEC IAPD

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