George Vanderneth Merrill

Current Employers

Sophis Investments Llc

230 Park Avenue Fl 3, New York, NY 10169-0018 • United States

Current Registrations

Authority	Category	Status	Date
CT	RA	APPROVED	2021-01-24

CT RA
APPROVED

Since 2021-01-24

Branch Locations

Cos Cob, CT • United States

230 Park Avenue Fl 3, New York, NY 10169-0018 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
M&R Capital Management, Inc	Summit	NJ	07/2012	01/2021
Sophis Investments Llc	New York	NY	01/2021	Present

07/2012 → 01/2021

M&R Capital Management, Inc

Summit, NJ
01/2021 → Present

Sophis Investments Llc

New York, NY

Previous Registrations

2013-09-30 → 2021-01-21

M&R Capital Management Inc

Summit, NJ

Other Businesses

MR. MERRILL IS A LICENSED ATTORNEY ADMITTED TO THE BAR OF THE STATE OF NEW YORK, A NON-INVESTMENT-RELATED ACTIVITY, AND MAY DEVOTE A VARYING AMOUNT OF TIME EACH WEEK DURING TRADING HOURS TO THESE AND OTHER INTERESTS.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2013-09-30

S65 Uniform Investment Adviser Law Examination

2013-09-30

Other Names

George Merrill

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