Reed Horace Smith

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2002-05-06

TX RA
APPROVED

Since 2002-05-06

Branch Locations

Houston , TX • United States

Chandler, TX • United States

800 Capitol St Pbig - Houston Ii, Houston, TX 77002 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Houston	TX	01/1994	Present
Bank Of America, Na	Houston	TX	12/2009	Present

01/1994 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Houston, TX
12/2009 → Present

Bank Of America, Na

Houston, TX

Other Businesses

I*128913 For profit or not for profit: For-Profit Organization Name of outside business organization: WSG Investment Partners 2020 LLC Investment related: Y Address of business: Bellaire, Texas 77401 Nature of business: LLC, Position, title, association: Owner, Start date of relationship: 12/15/2019 Number of hours devoted: 2 hour(s) Annually Number of hours devoted during trading hours: 0 Duties: Holding LLC for a non ML approved PE investment.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2002-04-09
S63	Uniform Securities Agent State Law Examination	1996-02-27

S65 Uniform Investment Adviser Law Examination

2002-04-09
S63 Uniform Securities Agent State Law Examination

1996-02-27

Other Names

Reed H Smith

View on SEC IAPD