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David Earl Mattox

Charles Schwab & Co., Inc.

Atlanta, GA

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-03-23
GA RA APPROVED 2003-04-07
  • TX RA
    APPROVED_RES
    Since 2021-03-23
  • GA RA
    APPROVED
    Since 2003-04-07

Branch Locations

3260 Walton Riverwood Lane, Atlanta, GA 30339 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Atlanta GA 12/1995 Present
Charles Schwab Bank, Ssb Atlanta GA 02/2005 Present
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1996-03-14
  • S63 Uniform Securities Agent State Law Examination
    1996-03-14

View on SEC IAPD

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