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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2023-09-07
  • OH RA
    APPROVED
    Since 2023-09-07

Branch Locations

6745 Longshore St Suite 220, Dublin, OH 43017 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Northville MI 10/2012 03/2018
Jpmorgan Chase Bank, Na Farmington Hills MI 10/2012 03/2018
Jpmorgan Chase Bank, N.A. Columbus OH 03/2018 03/2020
Jpmorgan Securities Llc Columbus OH 03/2020 07/2022
Ubs Financial Services Inc. Upper Arlington OH 07/2022 09/2023
Raymond James & Associate Inc. Upper Arlington OH 08/2023 Present
  • 10/2012 → 03/2018
    Northville, MI
  • 10/2012 → 03/2018
    Jpmorgan Chase Bank, Na
    Farmington Hills, MI
  • 03/2018 → 03/2020
    Jpmorgan Chase Bank, N.A.
    Columbus, OH
  • 03/2020 → 07/2022
    Jpmorgan Securities Llc
    Columbus, OH
  • 07/2022 → 09/2023
    Upper Arlington, OH
  • 08/2023 → Present
    Raymond James & Associate Inc.
    Upper Arlington, OH
Previous Registrations
  • 2022-07-27 → 2023-09-06
    Columbus, OH
  • 2012-10-01 → 2022-08-19
    Detroit, MI
    Detroit, MI
    Farmington Hills, MI
    Auburn Hills, MI
    Northville, MI
    Novi, MI
    Highland, MI
    Waterford, MI
    Clarkston, MI
    Oxford, MI
    Plymouth, MI
    Waterford, MI
    Oxford, MI
    Wixom, MI
    White Lake, MI
    Northville, MI
    Northville, MI
    Novi, MI
    Northville, MI
    New Hudson, MI
    White Lake, MI
    Plymouth, MI
    Farmington, MI
    Pontiac, MI
    Waterford, MI
    Livonia, MI
    Pontiac, MI
    Orion Township, MI
    Wixom, MI
    South Lyon, MI
    Waterford, MI
    Farmington Hills, MI
    Columbus, OH
    Columbus, OH
    Columbus, OH
  • 2005-07-06 → 2012-10-01
    Chase Investment Services Corp.
    Auburn Hills, MI
    Farmington Hills, MI
    Detroit, MI
    Detroit, MI
    Waterford, MI
    Auburn Hills, MI
    South Lyon, MI
    Wixom, MI
    Orion Township, MI
    Pontiac, MI
    Livonia, MI
    Waterford, MI
    Pontiac, MI
    Farmington, MI
    Plymouth, MI
    White Lake, MI
    New Hudson, MI
    Northville, MI
    Novi, MI
    Northville, MI
    Northville, MI
    White Lake, MI
    Wixom, MI
    Oxford, MI
    Waterford, MI
    Plymouth, MI
    Clarkston, MI
    Oxford, MI
    Clarkston, MI
    Waterford, MI
    Novi, MI
    Highland, MI
    Waterford, MI
    Oakland Township, MI
    Farmington Hills, MI
    Livonia, MI
    Livonia, MI
    Novi, MI
    Novi, MI
    Northville, MI
    Northville, MI
    Chicago, IL
  • 2004-11-18 → 2005-07-06
    Banc One Securities Corporation
    Northville, MI
Other Businesses

(1) Name of Business: FINRA Address: 268 Glenworth Court, Powell, OH, 43065, United States Activity Type: Other Position/Title: Independent Contractor Investment Related: No Start Date: 09/16/2024 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I have requested approval to become a FINRA Arbitrator. I expect the activities to be both at home and also in other offices where FINRA arbitrations are held.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2011-10-20
S65 Uniform Investment Adviser Law Examination 2004-11-17
  • S63 Uniform Securities Agent State Law Examination
    2011-10-20
  • S65 Uniform Investment Adviser Law Examination
    2004-11-17
Other Names
  • Michael Robert Teller
  • Mike Teller

View on SEC IAPD

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