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880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2023-09-07 |
Branch Locations
6745 Longshore St Suite 220, Dublin, OH 43017 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Northville | MI | 10/2012 | 03/2018 |
| Jpmorgan Chase Bank, Na | Farmington Hills | MI | 10/2012 | 03/2018 |
| Jpmorgan Chase Bank, N.A. | Columbus | OH | 03/2018 | 03/2020 |
| Jpmorgan Securities Llc | Columbus | OH | 03/2020 | 07/2022 |
| Ubs Financial Services Inc. | Upper Arlington | OH | 07/2022 | 09/2023 |
| Raymond James & Associate Inc. | Upper Arlington | OH | 08/2023 | Present |
(1) Name of Business: FINRA Address: 268 Glenworth Court, Powell, OH, 43065, United States Activity Type: Other Position/Title: Independent Contractor Investment Related: No Start Date: 09/16/2024 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I have requested approval to become a FINRA Arbitrator. I expect the activities to be both at home and also in other offices where FINRA arbitrations are held.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2011-10-20 |
| S65 | Uniform Investment Adviser Law Examination | 2004-11-17 |
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