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311 Green Street Suite 100, Gainesville, GA 30501 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2014-05-16 |
| GA | RA | APPROVED | 2011-02-22 |
Branch Locations
1502 Friendship Road Suite 201, Braselton, GA 30548 • United States
311 Green Street Suite 100, Gainesville, GA 30501 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Triad Advisors, Inc. | Braselton | GA | 02/2005 | 12/2018 |
| Sfs Financial Inc | Braselton | GA | 11/2000 | Present |
| Jt Stratford, Llc | Braselton | GA | 11/2015 | Present |
| Benefit Resources Llc | Braselton | GA | 11/2015 | Present |
1-SFS FINANCIAL INC.; NON-INVESTMENT RELATED; BRASELTON, GA; HOLDING COMPANY/LICENSED INSURANCE AGENCY; OWNER; 11/2000; 0 HR/MO; 0 HR/MO DURING TRADING; NONE. 2-BENEFIT RESOURCES LLC; NON INVESTMENT-RELATED; BRASELTON, GA; INSURANCE; OWNER; 11/2015; 40 HRS/MONTH; 1 HR DURING TRADING; GROUP EMPLOYER BENEFITS, LIFE INSURANCE. 3-SFS Financial,Inc; not investment related; Braselton,GA; rent warehouse; leaser; 10/2016; 0 hrs/month; 0 hrs during trading; leaser
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-06-11 |
| S63 | Uniform Securities Agent State Law Examination | 1996-04-29 |
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