Mark Alan Merritt

Current Employers

Simplicity Wealth

475 Springfield Ave. Suite #1, Summit, NJ 07901 • United States

Current Registrations

Authority	Category	Status	Date
CT	RA	APPROVED	2024-08-26

CT RA
APPROVED

Since 2024-08-26

Branch Locations

West Hartford, CT • United States

475 Springfield Ave. Suite #1, Summit, NJ 07901 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Nationwide Investment Services Corporation	Columbus	OH	02/2007	03/2018
Covr Financial Technologies Llc	Boise	ID	03/2018	03/2019
Migmir, Llc	Laguna Niguel	CA	10/2020	08/2024
Prosperity Life Group	New York	NY	07/2019	09/2020
Unemployed	West Hartford	CT	04/2019	06/2019
Cavu Securities Llc	New York	NY	11/2020	05/2021
Ebix	West Hartford	CT	03/2022	04/2024
Merritt Consulting Group	West Hartford	CT	02/2019	Present
The Leaders Group Inc	Littleton	CO	05/2023	Present
Simplicity Wealth	Summit	NJ	08/2024	Present
Simplicity Financial Distributors	Glastonbury	CT	07/2024	Present

02/2007 → 03/2018

Nationwide Investment Services Corporation

Columbus, OH
03/2018 → 03/2019

Covr Financial Technologies Llc

Boise, ID
10/2020 → 08/2024

Migmir, Llc

Laguna Niguel, CA
07/2019 → 09/2020

Prosperity Life Group

New York, NY
04/2019 → 06/2019

Unemployed

West Hartford, CT
11/2020 → 05/2021

Cavu Securities Llc

New York, NY
03/2022 → 04/2024

Ebix

West Hartford, CT
02/2019 → Present

Merritt Consulting Group

West Hartford, CT
05/2023 → Present

The Leaders Group Inc

Littleton, CO
08/2024 → Present

Simplicity Wealth

Summit, NJ
07/2024 → Present

Simplicity Financial Distributors

Glastonbury, CT

Previous Registrations

2020-12-07 → 2024-08-20

Melius Investments Llc

Hartford, CT

Laguna Niguel, CA
2003-02-26 → 2004-03-25

American Skandia Advisory Services, Inc.

Shelton, CT

Other Businesses

1- MERRITT CONSULTING GROUP - 2/1/2019 - 145 Robin Road, West Hartford, CT 06119 - President, Sales, Invt Rel, Consulting firm, 40 hrs/mo; 40 hrs/mo (during trading hours). 2-Jewish Community Council (JCRC)-not investment related, 333 Bloomfield Ave West Hartford CT 06117, Community Service, Board member, 05/01/2016 start date, approximate number of hours/month you devote to the other business-4,number of hours you devote to the other business during securities trading hours-0, Lead the Governement Realtiions sub committee. 3)-A Connecticut Party of West Hartford, not investment related, 145 Robin Rd West Hartford CT 06119, Political Party Chairman, 05/01/2021 Start date,pproximate number of hours/month you devote to the other business-3,number of hours you devote to the other business during securities trading hours-0, Lead the party for municipal election 4) SIMPLICITY FINANCIAL DISTRIBUTORS - 7/15/2024 - 124 Hebron Ave, Suite 3F, Glastonbury, CT 06033 - National Account Manager, Relationship Management and Business Development for FI Channel - working with Broker-Dealer leaders, wholesalers and Financial advisors on Annuity and Life insurance solutions, Invt Rel, 120 hrs/mo; 8 hrs/mo (during trading hours).

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2020-12-07
S63	Uniform Securities Agent State Law Examination	1998-09-04

S65 Uniform Investment Adviser Law Examination

2020-12-07
S63 Uniform Securities Agent State Law Examination

1998-09-04

View on SEC IAPD