Best Investors Account Sign in

Robert Charles Tholl

Morgan Stanley

East Grand Rapids, MI

Grand Rapids, MI

Claim This Profile
Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2012-03-23
MI RA APPROVED 2010-08-06
  • TX RA
    APPROVED_RES
    Since 2012-03-23
  • MI RA
    APPROVED
    Since 2010-08-06

Branch Locations

East Grand Rapids, MI • United States

5122 Cascade Road 1St Floor, Grand Rapids, MI 49546 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Grand Rapids MI 03/2010 Present
Morgan Stanley Private Bank, National Association New York NY 01/2015 Present
  • 03/2010 → Present
    Morgan Stanley Smith Barney
    Grand Rapids, MI
  • 01/2015 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Previous Registrations
  • 2008-10-01 → 2010-04-07
    J.P. Morgan Securities Llc
    Grand Rapids, MI
  • 2006-09-27 → 2008-10-01
    J.P. Morgan Securities Inc.
    Grand Rapids, MI
  • 1999-06-24 → 2006-09-27
    Banc One Securities Corporation
    Chicago, IL
    Grand Rapids, MI
    Grand Rapids, MI
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-03-11
S63 Uniform Securities Agent State Law Examination 1996-03-06
  • S65 Uniform Investment Adviser Law Examination
    1996-03-11
  • S63 Uniform Securities Agent State Law Examination
    1996-03-06
Other Names
  • Robert Charles Tholl
  • Robert Charles Tholl Jr.

View on SEC IAPD

More in East Grand Rapids, MI

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor