Alberto Jose Herran

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	1996-04-16

FL RA
APPROVED

Since 1996-04-16

Branch Locations

Orlando, FL • United States

529 N Magnolia Ave, Orlando, FL 32801 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Inc.	Orlando	FL	09/2005	03/2020
Ameriprise Financial Services, Llc	Orlando	FL	03/2020	Present

09/2005 → 03/2020

Ameriprise Financial Services, Inc.

Orlando, FL
03/2020 → Present

Ameriprise Financial Services, Llc

Orlando, FL

Other Businesses

Business Ownership; Penacacabarga Enterprises, Inc dba Sedanos Supermarket #20; ; Retail Supermarket; 6430 NW 186 St Miami, FL 33015, ,; Not Investment-Related; 10/26/1988; 0 hours per month; 0 during trading hours / H & M Partners, LLC; Co-owner; Manage Ameriprise Business; 529 N Magnolia Ave, , Orlando, FL, 32801; Not Investment-Related; 11/12/2024; 1 to 9 hours per month; 0 during trading hours.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2019-03-26

S66 Uniform Combined State Law Examination

2019-03-26

Designations

View on SEC IAPD