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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-03-07
TX RA APPROVED 2023-03-06
  • CA RA
    APPROVED
    Since 2023-03-07
  • TX RA
    APPROVED
    Since 2023-03-06

Branch Locations

1850 Mt Diablo Blvd, Ste 225 [Satellite], Walnut Creek, CA 94596 • United States

1795 E Skyline Dr Ste 141, Tucson, AZ 85718 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Walnut Creek CA 07/2011 11/2016
Wells Fargo Clearing Services, Llc Walnut Creek CA 11/2016 03/2023
Wells Fargo Advisors Financial Network, Llc Walnut Creek CA 03/2023 Present
Previous Registrations
  • 2011-07-15 → 2023-03-06
    Walnut Creek, CA
    Alamo, CA
    Walnut Creek, CA
  • 2009-10-23 → 2011-07-18
    Alamo, CA
    Walnut Creek, CA
    Walnut Creek, CA
    Walnut Creek, CA
  • 2003-08-25 → 2009-10-23
    Banc Of America Investment Services, Inc.
    Walnut Creek, CA
    Alamo, CA
    Walnut Creek, CA
    Walnut Creek, CA
    Oakland, CA
    Oakland, CA
  • 1997-07-08 → 2003-09-03
    Morgan Stanley Dw Inc.
    Walnut Creek, CA
Other Businesses

MILARO INVESMENTS, LLC; INV. RELATED; WALNUT CREEK,CA; 100% OWNERSHIP; START DATE 03/06/2023; NUMBER OF HOURS PER MONTH 160; NUMBER OF HOURS DURING TRADING 6.5; FINET PRACTICE. MOBILE HOME PARKS;NOT INV RELATED; ESPANOLA,NM; RENTING OUT SPACE;ACCOUNTS MANAGER; START DATE: 08/09/2025; 20 HRS PER MONTH; 0 HRS DURING TRADING;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-04-23
S63 Uniform Securities Agent State Law Examination 1996-04-17
  • S65 Uniform Investment Adviser Law Examination
    1996-04-23
  • S63 Uniform Securities Agent State Law Examination
    1996-04-17
Other Names
  • Michael Cray Mercado

View on SEC IAPD

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