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Richard Stice

Wells Fargo Clearing Services, LLC

Tacoma, WA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2026-06-19
TX RA APPROVED_RES 2026-06-03
  • WA RA
    APPROVED
    Since 2026-06-19
  • TX RA
    APPROVED_RES
    Since 2026-06-03

Branch Locations

1201 Pacific Ave, Tacoma, WA 98402 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank Tacoma WA 04/2022 Present
Wells Fargo Clearing Services Tacoma WA 05/2026 Present
Bank Of America Seattle WA 07/2010 04/2022
  • 04/2022 → Present
    Wells Fargo Bank
    Tacoma, WA
  • 05/2026 → Present
    Wells Fargo Clearing Services
    Tacoma, WA
  • 07/2010 → 04/2022
    Bank Of America
    Seattle, WA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-06-19
S63 Uniform Securities Agent State Law Examination 2003-06-06
  • S66 Uniform Combined State Law Examination
    2026-06-19
  • S63 Uniform Securities Agent State Law Examination
    2003-06-06
Other Names
  • Richard Nolen Stice

View on SEC IAPD

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