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Current Employers
U.S. Bancorp Advisors, Llc

60 Livingston Ave Ep-Mn-N2Wc, Saint Paul, MN 55107 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-02-13
TX RA APPROVED_RES 2026-02-13
  • CA RA
    APPROVED
    Since 2026-02-13
  • TX RA
    APPROVED_RES
    Since 2026-02-13

Branch Locations

633 W Fifth St, Los Angeles, CA 90071 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bbcn Bank Los Angeles CA 03/2014 11/2016
Lpl Financial Llc Los Angeles CA 11/2014 11/2016
Cetera Investment Services Llc St Cloud MN 11/2016 11/2023
Cetera Investment Advisers Llc Rowland Heights CA 11/2016 11/2023
Bank Of Hope Rowland Heights CA 03/2014 11/2023
U.S. Bancorp Investments, Inc. Los Angeles CA 11/2023 02/2026
U.S. Bancorp Advisors, Llc Los Angeles CA 02/2026 Present
Previous Registrations
  • 2023-11-28 → 2026-02-13
    Downey, CA
    Los Angeles, CA
    Los Angeles, CA
  • 2016-11-30 → 2023-11-06
    Los Angeles, CA
    Rowland Heights, CA
    Los Angeles, CA
  • 2014-11-03 → 2016-12-13
    Los Angeles, CA
    Los Angeles, CA
    San Diego, CA
    Rowland Heights, CA
  • 2009-03-10 → 2014-04-07
    Pasadena, CA
    Beverly Hills, CA
  • 2003-01-10 → 2009-01-29
    Banc Of America Investment Services, Inc.
    Camarillo, CA
    Pasadena, CA
    Pasadena, CA
  • 1999-11-29 → 2002-11-21
    Prudential Equity Group, Llc
    San Francisco, CA
Other Businesses

KB Properties; Non Investment-Related; Glendale, CA 91207; SFH Rental Property; Owner; Landlord; 08/2015; 0 hours/month; 0/trading hours; Collect rent

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-05-15
S63 Uniform Securities Agent State Law Examination 1996-04-26
  • S65 Uniform Investment Adviser Law Examination
    1998-05-15
  • S63 Uniform Securities Agent State Law Examination
    1996-04-26
Other Names
  • Clem Jaeho Shin

View on SEC IAPD

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