Christopher Edward Marshall

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2021-09-28
CO	RA	APPROVED	2020-01-02
WI	RA	APPROVED	2020-01-02

TX RA
APPROVED_RES

Since 2021-09-28
CO RA
APPROVED

Since 2020-01-02
WI RA
APPROVED

Since 2020-01-02

Branch Locations

Appleton, WI • United States

10488 W Centennial Rd, Ste 406, Littleton, CO 80127 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Dividend Capital Securities	Denver	CO	05/2011	07/2019
Lpl Financial, Llc	Appleton	WI	07/2019	Present

05/2011 → 07/2019

Dividend Capital Securities

Denver, CO
07/2019 → Present

Lpl Financial, Llc

Appleton, WI

Other Businesses

1. 06/04/2019 - CHRIS MARSHALL LLC/ BUSINESS ENTITY FOR TAX, INVESTMENT PURPOSES ONLY/ NOT INVESTMENT RELATED/ 1%/ APPLETON, WI. 2. 12/6/2019 - Marshall Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 01/01/2020 - 40 Hours Per Month During Securities Trading. 3. 5/21/2021 - Fusion Financial Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 08/01/2021 - 40 Hours Per Month During Securities Trading.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2019-09-13
S63	Uniform Securities Agent State Law Examination	2016-11-18

S66 Uniform Combined State Law Examination

2019-09-13
S63 Uniform Securities Agent State Law Examination

2016-11-18