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2121 Avenue Of The Stars Suite 1600, Los Angeles, CA 90067-5040 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2014-12-02 |
Branch Locations
2121 Avenue Of The Stars Suite 1600, Los Angeles, CA 90067-5040 • United States
610 Newport Center Drive, Suite 300, Newport Beach, CA 92660 • United States
2121 Avenue Of The Stars Suite 1600, Los Angeles, CA 90067 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2013-10-29 |
Branch Locations
2010 Main St. Suite 220, Irvine, CA 92614 • United States
2121 Avenue Of The Stars Suite 1600, Los Angeles, CA 90067 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Signature Estate & Investment Advisors Llc | Irvine | CA | 10/2013 | 11/2018 |
| Sii | Los Angeles | CA | 11/2013 | 11/2018 |
| Signature Investment Advisors Llc | Los Angeles | CA | 12/2014 | Present |
| Royal Alliance Associates, Inc. | Los Angeles | CA | 11/2018 | 06/2023 |
| Ses Llc | Newport Beach | CA | 01/2025 | Present |
SIA LLC POSITION: RELATIONSHIP MANAGER NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 120 START DATE: 06/11/2014 ADDRESS: 610 Newport Center Drive, Suite 300, Newport Beach, CA 92660, United States DESCRIPTION: RIA sales and service.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-05-04 |
| S63 | Uniform Securities Agent State Law Examination | 1996-05-31 |
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