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Laurie Ann Perry

Ubs Financial Services Inc.

Westport, CT

Fairfield, CT

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2010-12-09
  • CT RA
    APPROVED
    Since 2010-12-09

Branch Locations

8 Wright Street, Westport, CT 06880-4701 • United States

Fairfield, CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Westport CT 12/2008 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-12-08
S63 Uniform Securities Agent State Law Examination 1996-04-25
  • S66 Uniform Combined State Law Examination
    2010-12-08
  • S63 Uniform Securities Agent State Law Examination
    1996-04-25
Other Names
  • Laurie Peck Perry
  • Laurie Peck Perry

View on SEC IAPD

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