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Anna Catherine Dunlap

LPl Financial LLC

Clarksville, IA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2022-05-18
  • OH RA
    APPROVED
    Since 2022-05-18

Branch Locations

Clarksville, IA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
The Huntington Investment Company Columbus OH 12/2006 09/2017
Lincoln Financial Distributors Radnor PA 12/2017 10/2020
Cuna Brokerage Services, Inc. Waverly IA 12/2020 Present
Cuna Mutual Group Waverly IA 12/2020 Present
Lpl Financial Llc Clarksville IA 05/2022 Present
  • 12/2006 → 09/2017
    The Huntington Investment Company
    Columbus, OH
  • 12/2017 → 10/2020
    Lincoln Financial Distributors
    Radnor, PA
  • 12/2020 → Present
    Cuna Brokerage Services, Inc.
    Waverly, IA
  • 12/2020 → Present
    Cuna Mutual Group
    Waverly, IA
  • 05/2022 → Present
    Lpl Financial Llc
    Clarksville, IA
Previous Registrations
  • 2021-05-21 → 2022-05-18
    Cuna Brokerage Services, Inc.
    Dublin, OH
    Waverly, IA
    Clarksville, IA
  • 2006-12-13 → 2017-09-20
    The Huntington Investment Company
    Columbus, OH
    Huntington, WV
    Columbus, OH
    Columbus, OH
    Columbus, OH
  • 2005-07-06 → 2006-12-07
    Chase Investment Services Corp.
    Barboursville, WV
    Barboursville, WV
  • 2000-11-27 → 2005-07-06
    Banc One Securities Corporation
    Milton, WV
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-05-20
S66 Uniform Combined State Law Examination 2000-04-19
S63 Uniform Securities Agent State Law Examination 1996-02-15
  • S65 Uniform Investment Adviser Law Examination
    2021-05-20
  • S66 Uniform Combined State Law Examination
    2000-04-19
  • S63 Uniform Securities Agent State Law Examination
    1996-02-15
Other Names
  • Anna Cathrine Macri
  • Anna Catherine Macri

View on SEC IAPD

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