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66 Husdson Boulevard East, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2026-04-17 |
Branch Locations
66 Hudson Boulevard, New York City, NY 10001 • UNITED STATES
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Inc. | New York | NY | 05/2007 | 05/2025 |
| Sdt Advisory Llc | Manhasset | NY | 07/2025 | 02/2026 |
| Hsbc Securities (Usa) Inc. | New York | NY | 04/2026 | Present |
| Hsbc Bank Usa National Association | New York | NY | 03/2026 | Present |
1. The name of the other business: SDT Advisory LLC 2. Whether the business is investment related: No 3. The address of the other business: 39 Crowntop Road, Manhasset, NY 11030 4. The nature of the other business: Consulting, 5. The nature of this business is consulting. Your position: Owner and/or Founder 6. Title/Relationship with the other business: Owner 7. The start date of your relationship: 7/21/2025 8. The approximate number of hours per month you devote to the other business: 0 9. The number of hours you devote to the other business during securities trading hours: 0 Note: As long as I am employed by HSBC, the number of hours devoted to SDT Advisory LLC will be 0. 10. Briefly describe your duties relating to the other business: I am the sole owner of SDT Advisory LLC, which was established to provide consulting services prior to joining HSBC. At the current time. I am no longer undertaking any consulting engagements; however, I am retaining the LLC due to associated legal costs. I would only resume consulting services after employment at HSBC ends
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-01-03 |
| S65 | Uniform Investment Adviser Law Examination | 1996-01-30 |
| S63 | Uniform Securities Agent State Law Examination | 1996-01-22 |
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