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Steven Craig Adessi

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Miami, FL

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2004-11-01
FL RA APPROVED 1996-03-07
  • TX RA
    APPROVED_RES
    Since 2004-11-01
  • FL RA
    APPROVED
    Since 1996-03-07

Branch Locations

8840 Sw 136Th St, Miami, FL 33176 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Miami FL 05/1994 Present
Bank Of America, Na Miami FL 12/2009 Present
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2004-12-14
S66 Uniform Combined State Law Examination 2000-11-07
  • S63 Uniform Securities Agent State Law Examination
    2004-12-14
  • S66 Uniform Combined State Law Examination
    2000-11-07
Other Names
  • Steven C Adessi

View on SEC IAPD

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