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David James Lowery

Lowery Thomas, LLC

Walnut Creek, CA

Pebble Beach, CA

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Current Employers
Lowery Thomas, Llc

Pebble Beach, CA • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-09-09
  • CA RA
    APPROVED
    Since 2025-09-09

Branch Locations

2940 Camino Diablo Ste 120, Walnut Creek, CA 94597 • United States

Pebble Beach, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lowery Thomas, Llc Walnut Creek CA 02/1999 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-03-11
S63 Uniform Securities Agent State Law Examination 1996-03-06
  • S65 Uniform Investment Adviser Law Examination
    1996-03-11
  • S63 Uniform Securities Agent State Law Examination
    1996-03-06
Other Names
  • David James Lowery

View on SEC IAPD

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