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Carlos Eduardo Candia

Morgan Stanley

Miami, FL

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2021-03-30
TX RA APPROVED 2021-03-29
  • FL RA
    APPROVED
    Since 2021-03-30
  • TX RA
    APPROVED
    Since 2021-03-29

Branch Locations

200 South Biscayne Boulevard Suite 1100, Miami, FL 33131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hsbc Bank Usa New York NY 10/2008 10/2016
Wells Fargo Advisors, Llc Miami FL 10/2016 11/2016
Wells Fargo Clearing Services, Llc Miami FL 11/2016 03/2021
Morgan Stanley Smith Barney Llc Miami FL 03/2021 Present
Morgan Stanley Private Bank, N.A New York NY 05/2021 Present
  • 10/2008 → 10/2016
    Hsbc Bank Usa
    New York, NY
  • 10/2016 → 11/2016
    Wells Fargo Advisors, Llc
    Miami, FL
  • 11/2016 → 03/2021
    Wells Fargo Clearing Services, Llc
    Miami, FL
  • 03/2021 → Present
    Morgan Stanley Smith Barney Llc
    Miami, FL
  • 05/2021 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-12-06
  • S66 Uniform Combined State Law Examination
    2008-12-06
Other Names
  • Carlos Candia
  • Carlos Eduardo Candia

View on SEC IAPD

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Other Offices

HOLLANDER ASSET MANAGEMENT LLC · MIAMI, FL
GFG CAPITAL · MIAMI, FL
XP ADVISORY US, INC. · MIAMI, FL
ESCHATON OPPORTUNITIES FUND MANAGEMENT LP · MIAMI, FL
EFG PRIVATE WEALTH MANAGEMENT (AMERICAS) CORP. · MIAMI, FL
PILOTAI WEALTH · MIAMI, FL
ARKHE WEALTH MANAGEMENT · MIAMI, FL
SAMUEL & ASSOCIATES INVESTMENT MANAGEMENT LP · MIAMI, FL

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