Inactive

Kristin Claire Sullivan

Sullivan Financial Planning, LLC

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Current Employers

Sullivan Financial Planning, Llc

Denver, CO • United States

Current Registrations

Authority	Category	Status	Date
CO	RA	APPROVED	2008-01-25

CO RA
APPROVED

Since 2008-01-25

Branch Locations

Denver, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Pacific West Securities, Inc.	Renton	WA	02/2007	Present
Pacific West Financial Consultants, Inc.	Renton	WA	02/2007	Present
Sullivan Financial Planning, Llc	Denver	CO	09/2007	Present

02/2007 → Present

Pacific West Securities, Inc.

Renton, WA
02/2007 → Present

Pacific West Financial Consultants, Inc.

Renton, WA
09/2007 → Present

Sullivan Financial Planning, Llc

Denver, CO

Previous Registrations

2012-04-02 → 2018-05-10

Strategies Capital Management

Denver, CO
2010-11-16 → 2013-03-22

Strategies Investment Management, Llc

Denver, CO
2007-02-14 → 2007-06-15

Pacific West Financial Consultants Inc

Renton, WA
2000-01-13 → 2007-02-15

Strategic Advisers Llc

Lone Tree, CO

Other Businesses

ALSO HOLD LIFE/HEALTH INSURANCE LICENSE SALES SINCE 01/1998. UTILIZE IN THE COURSE OF FINANCIAL PLANNING BUSINESS. NO ADDITIONAL HOURS OR DUTIES.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-09-21
S63	Uniform Securities Agent State Law Examination	1996-11-22

S65 Uniform Investment Adviser Law Examination

1999-09-21
S63 Uniform Securities Agent State Law Examination

1996-11-22

Designations

Other Names

Kristin Claire Mouton
Kristi Mouton

View on SEC IAPD

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